Applications Overview

Overview

The Applications Module allows an organization to track and manage cloud applications and software solutions that create, receive, maintain, or transmit Electronic Protected Health Information (ePHI).

Unlike device-specific inventories, this module is org-wide and focuses on primary software solutions rather than individual programs installed on each device. Examples include:

Email Providers: Microsoft 365, Google Workspace
Cloud Storage Solutions: OneDrive, Google Drive, Dropbox
Practice Management Software, EHR Systems, Communication Platforms

Overview
Adding a New Application
Viewing and Managing Applications
- Application Inventory List Display
Filtering Applications
Managing Application Status
- Bulk Status Updates
- Individual Status Updates
Adding Evidence to Applications
Ongoing Application Management

Adding a New Application

To add a new application:

Navigate to the Applications Module.
Click + Add Application.
Enter the application details in the form fields provided.

Application Information Fields

Field Name	Description
Application Name (Required)	The name of the software or solution (e.g., Microsoft 365, Google Drive).
Application Type	Select the type: Cloud Application, On-Premise Application, or Desktop Application.
Location	Specify where the application is used (Org-wide or specific sites).
License Type	If applicable, enter details about the license or versioning.
License Number	Accompanies the License Type field, if applicable.
BAA with Vendor	Indicate whether a Business Associate Agreement (BAA) exists with the vendor.
Administrator	Select the primary administrator responsible for managing the application.
Employee Access	Define who has access: Everyone, Departmental, Management, or Some Employees.
Security Controls (Required)	Identify security measures in place for the application.
Risk Rating	Assess the likelihood and impact of a security risk related to the application.
Status	Indicate whether the application is Active or Inactive.
Notes	Add additional details or security-related considerations.

Security Controls Fields

Control	Description
Encryption	Does the platform encrypt data at rest/in transit?
Antivirus/Malware Protection	Is the application protected against malicious threats?
Strong Password Requirement	Does the application require strong passwords?
Multi-Factor Authentication (MFA)	Is MFA/2FA enabled for access?
Backups	Does the organization back up data stored in this platform?

* Important: Security controls may vary depending on the vendor. Organizations should confirm directly with the vendor to ensure proper security measures are in place.

Bulk Upload Option

To add multiple applications at once:

Download the Bulk Upload Template.
Fill in all required fields.
Upload the completed spreadsheet into The Guard.

Viewing and Managing Applications

Once applications are added, they appear in the application inventory list within the Application Module.

Application Inventory List Display

The list displays:

Application Name
Type
Location
Administrator
Risk Rating
Vulnerabilities

A graph at the top of the page provides a summary of:

Total Applications (Active, Inactive)
Risk Analysis
Total Vulnerabilities
Secured vs. Unsecured Applications

Filtering Applications

Filters can be applied to refine the list by:

Active/Inactive Status
MFA
BAA with Vendor
Encryption
Endpoint Protection
Risk Rating
Strong Password Requirement
Backups
Location

Managing Application Status

Applications can be set to Inactive when no longer in use.

Bulk Status Updates

Select the checkboxes of applications to update.
Click Bulk Actions and choose Deactivate.

Individual Status Updates

Click the ellipsis button next to an application.
Select Deactivate from the options.

Adding Evidence to Applications

To attach supporting evidence:

Click the ellipsis button next to an application.
Select Evidence Locker to upload relevant files.

Ongoing Application Management

Application inventories should be regularly updated to ensure compliance, security, and risk assessment remain accurate.

Modified on Mon, 28 Jul at 11:57 AM